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Vacancy: Compliance Officer

The main purpose of the position is to assist the company, a stock broking equity member, with the administrative activities in order to ensure the implementation of relevant regulatory requirements and to provide overall administrative support.

• Record keeping and maintenance of records, processes and monitoring outcomes.

• Gather and check relevant documentation and information.

• Identification of missing documentation and the ability to drive the necessary action.

• To ensure that client identification and verification requirements in terms of FICA is complied with.

• Liaising with SS Front Office, Middle Office and Back Office.

• Administrative activities in order to ensure the implementation of relevant regulatory requirements and to provide overall administrative support.

EXPERIENCE

2 years administration experience.

Computer literacy (MS Office)

FICA knowledge

BEHAVIOURAL COMPETENCIES:

  • Ability to follow procedures strictly
  • Ability to work methodical and organised
  • A person with an aptitude for repetitive tasks
  • Detail orientated
  • Time and Stress Management skills
  • Good communication skills – Verbal and Written Knowledge
  • Reliable and committed
  • Team player
  • Analytical (problem solving)
  • Accessible to clients
  • Responsive
  • Good interpersonal skills
  • Service orientated

How to apply

Click here to apply online

Closing date: Unspecified

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